It is important for D&O professionals to understand trends with respect to SEC priorities, trends and activity as SEC investigations and enforcement actions can be a major driver of severity loss on D&O policies. Being informed on these trends allows D&O professionals to better select and price risk and anticipate potential claims. This webinar will provide an overview of the SEC activity through 2023 both in respect to rulemaking and enforcement actions and discuss anticipated trends in 2024. Attendees will gain a better understanding of the current priorities of the SEC, the areas, and industries the SEC is focused on, and what the expected priorities of the SEC will be in 2024 as we head into a presidential election campaign period.

This webinar was instructed by:

Coy Garrison of Steptoe & Johnson, LLP

Nathaniel Kritzer of Steptoe & Johnson, LLP

This live webinar was held on Wednesday, September 27th on Zoom. Don’t miss out on learning more about this topic. Login to the PLUS website and listen to the recording.

One of the benefits of becoming a PLUS member is having access to free, monthly webinars, instructed by leading industry professionals. PLUS webinars and on-demand recordings are only available to PLUS members so if you haven’t become a member yet, you can do so today at no-cost.

Are you curious about upcoming webinars? Check out the PLUS Event Calendar to learn more about upcoming virtual, chapter, and national events.

News Type


Business Line

Directors and Officers (D&O)


Professional Liability (PL) Insurance

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